BELA Virtual Roundtable Series | Financial Services

December 17, 2020 | 11:00am – 1:30pm MST



Join your peers for an insightful conversation and hear how leading organizations are implementing specific components of their ethics and compliance program, while taking actionable steps to better assess the company’s culture of integrity.

This virtual video roundtable discussion will cover 2-3 hand selected topics ranging from ethical culture to third party risk to predictive data, this intimate forum connects diverse organizations and offers an environment for trusted conversations on best practices.

Engage and hear presentations by members of the Business Ethics Leadership Alliance (BELA) sharing the strategy, tactics, results and lessons learned from the rollout of a recent program initiative.

Discussion Topics

  • Dan Oseran, Chief Compliance Officer, Intuit, will speak about Risk Assessments and Compliance Testing.

  • Jon Ackman, Vice President, Director, Global Ethics Office, US Bancorp and Dan Brady, Assistant Vice President, Training, Awareness and Policy Manager, US Bancorp will lead a discussion around the social ecological model which Is the basis for their ethics department’s communication strategy.

  • Christina Reese, Chief Ethics & Compliance Officer, Early Warning and Mary Fox, Director of Consumer Laws, Early Warning will share practices around the Supervisory Exam for Regulators.


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